John P. Harmatuk
VOYA FINANCIAL ADVISORS
Manlius, NY 13104
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CRD#: 7281184
Professional summary
John Paul Harmatuk, CFP®, who also goes by Jack Harmatuk, John P Harmatuk, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Manlius, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. John has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Harmatuk | John P Harmatuk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED HEALTHCARE POSITION: Captive Sales Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 4500 Pewter Lane, Building 5, Manlius NY 13104, United States DESCRIPTION: Sell medicare advantage plans, enroll new participants DECISIONAL TAX SERVICES, LLCC POSITION: Co-founder/member NATURE: Tax preparation business. Prepare and e-file client's tax returns for them. INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 4500 Pewter Lane, Building 5, Manlius NY 13104, United States DESCRIPTION: business owner - tax preparer FRONT ROYAL CIRCLE, LLC POSITION: co-owner, member NATURE: LLC that employs our children's babysitter. The LLC protects myself and family from unlimited financial liability. Runs bi-weekly payroll, has payout bank account. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 708 Front Royal Circle, Fayetteville NY 13066, United States DESCRIPTION: Run bi-weekly payroll for one employee. TRAVERSE WEALTH MGT, LLC POSITION: Owner/Member NATURE: Owner. LLC and business bank account that my RIA paid rent out of for legal liability. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 708 Front Royal Circle, Fayetteville NY 13066, United States DESCRIPTION: Owner. LLC and business bank account that my RIA paid rent out of for legal liability. FIXED INSURANCE POSITION: Independent Insurance Agent NATURE: Market life and health ins products INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/06/2024 ADDRESS: 4500 Pewter Lane, Building 5, Manlius NY 13104, United States DESCRIPTION: Market life and health ins products
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Harmatuk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Paul Harmatuk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
May 21, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 4500 Pewter Lane Bldg. #5, Manlius, NY 13104RIA
BD
CRD#: 2882
Manlius, NY
Current
May 6, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 4500 Pewter Lane Bldg. #5, Manlius, NY 13104RIA
BD
CRD#: 2882
Manlius, NY
Past
June 16, 2023 - July 5, 2024
DECISIONAL WEALTH ADVISORS LLC
RIA
CRD#: 326684
ROCHESTER, NY
Past
December 23, 2020 - June 16, 2023
PINNACLE INVESTMENTS, LLC
BD
CRD#: 142910
EAST SYRACUSE, NY
Past
August 5, 2020 - June 16, 2023
PINNACLE INVESTMENTS, LLC
RIA
CRD#: 142910
Fayetteville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(5/6/2024)
IAR
Illinois(5/21/2024)
RR
New York(5/6/2024)
IAR
New York(5/21/2024)
RR
North Carolina(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2020
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Manlius, NY 13104TRUST BUT VERIFY
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