Michael L. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lewis Donnelly was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 1986 - August 3, 1988
BROWNSTONE-SMITH SECURITIES CORP.
November 7, 1985 - January 13, 1986
THE STUART-JAMES COMPANY, INCORPORATED
July 16, 1985 - September 10, 1985
WEAVER JOHNSON & COMPANY,INC.
June 7, 1985 - July 17, 1985
WAINWRIGHT, AUSTIN, STONE & CO.
March 4, 1985 - June 3, 1985
GRAYSTONE NASH, INC.
September 19, 1984 - March 1, 1985
R.H. STEWART & CO., INC.
January 19, 1984 - September 24, 1984
GREENTREE SECURITIES CORP.
November 14, 1983 - January 26, 1984
VANTAGE SECURITIES OF COLORADO, INC.
July 8, 1983 - October 11, 1983
VANTAGE SECURITIES OF COLORADO, INC.
August 16, 1982 - June 29, 1983
BLINDER, ROBINSON & CO., INC.
January 21, 1982 - February 26, 1982
FITTIN, CUNNINGHAM & LAUZON, INC.
November 23, 1981 - August 12, 1982
BLINDER, ROBINSON & CO., INC.
July 29, 1981 - November 16, 1981
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROWNSTONE-SMITH SECURITIES CORP.
CRD#: 17118 / SEC#: , 8-35062
Contact information
Documents
Red Flags
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