Steven J. Prato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Joseph Prato was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - December 31, 2018
KINGSTONE PRATO, INC.
March 13, 2007 - December 31, 2010
KINGSTONE PRATO, INC.
October 4, 1984 - June 10, 1988
KINGSTONE PRATO, INC.
June 19, 1984 - August 7, 1984
BONNELL & CO., INC.
April 13, 1981 - July 21, 1981
ENI CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KINGSTONE PRATO, INC.
CRD#: 143264 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
