John W. Head
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Head was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1986 - May 29, 1986
F.D. ROBERTS SECURITIES, INC.
January 15, 1986 - February 3, 1986
VICEROY INTERNATIONAL SECURITIES CORP.
July 11, 1985 - December 6, 1985
JOSEPHTHAL & CO., INC.
August 23, 1984 - June 27, 1985
F.D. ROBERTS SECURITIES, INC.
March 6, 1984 - August 24, 1984
WALTER CAPITAL CORPORATION
January 30, 1984 - February 29, 1984
MONVEST SECURITIES, INC.
March 25, 1982 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
April 13, 1981 - May 12, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
F.D. ROBERTS SECURITIES, INC.
CRD#: 693 / SEC#: , 8-31195
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
