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NM

Nicholas R. Mowry

FIAT LUX CAPITAL MANAGEMENT
WATERFORD, WI 53185
Some features on this profile are disabled
CRD#: 7280367
NM

Professional summary

Nicholas Riley Mowry is a registered financial advisor currently at FIAT LUX CAPITAL MANAGEMENT located in Waterford, Wisconsin.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nicholas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Nicholas Mowry Music noninv Home in Kenosha, WI Owner/Musician 5/17 1 noninv hours teaching. 0 hours during trading hours. Teach private lessons

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Riley Mowry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2025 - Present

FIAT LUX CAPITAL MANAGEMENT

Office #1: 228b Milwaukee St, Waterford, WI 53185
RIA
CRD#: 334615
WATERFORD, WI
Past

March 19, 2021 - January 23, 2025

MWA FINANCIAL SERVICES INC.

RIA
CRD#: 112630
WATERFORD, WI
Past

August 18, 2020 - January 23, 2025

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
WATERFORD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(2/11/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/18/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/27/2020
Securities Industry Essentials Examination

Current Firm

FL
FIAT LUX CAPITAL MANAGEMENT
FIAT LUX CAPITAL MANAGEMENT | FIAT LUX CAPITAL MANAGEMENT INC.

CRD#: 334615 / SEC#:

Wisconsin
Registered Investment Advisory firm - (2/11/2025 Approved)
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Contact information

Main Address
228b Milwaukee St, Waterford, WI 53185
Mailing Address
Phone number
(262) 534-7100
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIAT LUX CAPITAL MANAGEMENT

CRD#: 334615Waterford, WI 53185

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