Shay D. Stiers

PRESTON INVESTMENTS

Kingman, AZ 86409

Some features on this profile are disabled

CRD#: 7280330

Professional summary

Shay Dean Stiers is a registered financial advisor currently at PRESTON INVESTMENTS located in Kingman, Arizona.

Shay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shay has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shay Dean Stiers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2021 - Present

PRESTON INVESTMENTS

Office #1: 4345 Stockton Hill Rd, Kingman, AZ 86409

RIA

CRD#: 289926

Kingman, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESTON INVESTMENTS

PRESTON ADVISORY SERVICES LLC | PRESTON INVESTMENTS | PRESTON ADVISORY SERVICES, LLC

CRD#: 289926 / SEC#: 801-132449

RIA

Registered Investment Advisory firm - (4/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2020

Uniform Investment Adviser Law Examination

Current Firm

PRESTON INVESTMENTS

PRESTON ADVISORY SERVICES LLC | PRESTON INVESTMENTS | PRESTON ADVISORY SERVICES, LLC

CRD#: 289926 / SEC#: 801-132449

RIA

Registered Investment Advisory firm - (4/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2025 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4345 Stockton Hill Rd, Kingman, AZ 86409

Mailing Address

Phone number

(928) 757-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRESTON ADVISORY SERVICES LLC PART 2 DISCLOSURE BROCHURE (3/17/2026)

Regulatory assets under management

Total Number of Accounts	2,526
AUM (Assets Under Management)	$ 197,679,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

James Todd

MORGAN STANLEY

IAR

Tuscaloosa, AL

Kevin Ruth

RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shay D. Stiers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shay Dean Stiers's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESTON INVESTMENTS

Primary Firm SEC Registration

PRESTON INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2020

Current Firm

PRESTON INVESTMENTS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESTON INVESTMENTS

TRUST BUT VERIFY

Similar Advisors