Anthony G. Marchese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Gabriel Marchese, who also goes by Anthony G Marchese, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1981. Anthony had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 55, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - July 14, 2017
TRIPOINT GLOBAL EQUITIES/BANQ(R)
May 10, 2011 - May 24, 2012
AXIOM CAPITAL MANAGEMENT, INC.
March 25, 2002 - May 20, 2011
MONARCH CAPITAL GROUP, LLC
April 28, 1997 - April 24, 2002
LAIDLAW GLOBAL SECURITIES, INC.
August 8, 1996 - August 28, 1996
BRENNER SECURITIES CORPORATION
July 11, 1996 - April 23, 1997
LOEWENBAUM & COMPANY INCORPORATED
August 1, 1991 - August 28, 1996
BRENNER SECURITIES CORPORATION
November 21, 1988 - July 16, 1991
WEATHERLY SECURITIES CORPORATION
April 15, 1982 - December 23, 1983
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1982 - July 14, 1988
CIBC WORLD MARKETS CORP.
October 6, 1981 - March 10, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 13, 1981 - September 19, 1981
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/15/2001
Limited Representative-Equity Trader ExamCurrent Firm
TRIPOINT GLOBAL EQUITIES/BANQ(R)
CRD#: 143174 / SEC#: , 8-67540
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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