Nicholas H. Burns
Professional summary
Nicholas Hartley Burns, who also goes by Nicholas Burns, Nick Burns, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Atlanta, Georgia and BLACKROCK INVESTMENTS, LLC located in Atlanta, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nicholas has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Hartley Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2026 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306July 21, 2026 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306May 16, 2023 - June 29, 2026
MORGAN STANLEY
May 16, 2023 - June 29, 2026
MORGAN STANLEY
September 1, 2021 - May 4, 2023
MML INVESTORS SERVICES, LLC
April 5, 2021 - May 4, 2023
MML INVESTORS SERVICES, LLC
August 27, 2020 - April 7, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 8/27/2020
General Securities Representative ExaminationFINRA
Current Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.