Daniel R. Schmieder

ICON WEALTH PARTNERS

Houston, TX 77056

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CRD#: 727985

Professional summary

Daniel Ross Schmieder, CFP® is a registered financial advisor currently at ICON WEALTH PARTNERS located in Houston, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Houston, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 3, Series 5, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DANIEL SCHMIEDER IS DUALLY� REGISTERED WITH ICON WEALTH PARTNERS, LLC AND PURSHE KAPLAN STERLING INVESTMENTS, INC. (PKS). DANIEL SCHMIEDER HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR ICON WEALTH PARTNERS, LLC AND A REGISTERED REPRESENTATIVE WITH PKS SINCE 02/2019. BUSINESS IS CONDUCTED FROM HOUSTON, TX. APPROXIMATELY 90% OF DANIEL SCHMIEDER'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2) Romance Ranch LLC; Non-Investment Related. 5303 Boehnemann Road, Burton, TX 77835. Cattle & Hay Sales, cattle, hay, oil, & gas leasing. Owner. 3/2002. 30hrs/mo, 0hrs during trading hours. Decision maker, and manual labor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ross Schmieder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 2, 2022 - Present

ICON WEALTH PARTNERS

Office #1: 1980 Post Oak Boulevard Suite 1300, Houston, TX 77056

RIA

CRD#: 319609

Houston, TX

Current

March 29, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1980 Post Oak Blvd. Suite 1300, Houston, TX 77056

CRD#: 35747

Houston, TX

Past

February 12, 2019 - August 1, 2022

ICON WEALTH PARTNERS, LLC

RIA

CRD#: 283098

HOUSTON, TX

Past

January 29, 2019 - February 15, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

HOUSTON, TX

Past

January 29, 2019 - February 15, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

HOUSTON, TX

Past

June 1, 2009 - January 24, 2019

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

June 1, 2009 - January 24, 2019

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

HOUSTON, TX

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HOUSTON, TX

Past

February 15, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 13, 1981 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICON WEALTH PARTNERS

ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS

CRD#: 319609 / SEC#: 801-125893

RIA

Registered Investment Advisory firm - (6/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/2/2019)

Texas
(4/2/2019)

IAR

Texas
(8/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/24/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/5/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/10/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

ICON WEALTH PARTNERS

ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS

CRD#: 319609 / SEC#: 801-125893

RIA

Registered Investment Advisory firm - (6/21/2022 Approved)

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Contact information

Main Address

1980 Post Oak Boulevard Suite 1300, Houston, TX 77056

Mailing Address

1980 Post Oak Boulevard Suite 1300, Houston, TX 77056

Phone number

(713) 904-5020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICON WEALTH ADVISORS, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,238
AUM (Assets Under Management)	$ 2,254,300,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel R. Schmieder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ross Schmieder's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ICON WEALTH PARTNERS, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

ICON WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/1992

Series 63

Date: 4/20/1981

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/24/1983

Series 5

Date: 10/5/1981

Series 7

Date: 4/11/1981

Series 8

Date: 8/10/1984

FINRA

Current Firm

ICON WEALTH PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ICON WEALTH PARTNERS

TRUST BUT VERIFY

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