Daniel Ross Schmieder
CFP®Professional Summary
Daniel Ross Schmieder, CFP® is a registered financial advisor currently at ICON WEALTH PARTNERS located in Houston, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Houston, Texas. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 3, Series 5, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS
Contact Information
Main Address
1980 Post Oak Boulevard Suite 1300, Houston, TX 77056Mailing Address
1980 Post Oak Boulevard Suite 1300, Houston, TX 77056Phone Number
(713) 904-5020# of Employees
22SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,150AUM (Assets Under Management)
$2,577,331,139Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS
State Registrations and Notice Filings
(4/2/2019)
(4/2/2019)
(8/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 5 — Interest Rate Options Examination
Passed Oct 1981Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1984SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ross Schmieder's CRS (Customer Relationship Summary).
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