CP
Ciauna N. Poindexter
HEIM, YOUNG & ASSOCIATES
Springfield, MO 65804-7211
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CRD#: 7279751
CP
Professional summary
Ciauna N Poindexter, who also goes by Ciauna N Banks, Ciauna Banks, is a registered financial professional currently at HEIM, YOUNG & ASSOCIATES, INC. located in Springfield, Missouri.
Ciauna is registered as a RR (Registered Representative) and started their career in finance in 2020. Ciauna has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ciauna N Banks | Ciauna Banks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
InteleTravel.com, not investment related 1450 Blaine Dr. Columbus OH 43227, travel agency, Independent Travel Agent, 20 hrs, 0 during securities business hours, commission based on booked travel.
CRS (Client Relationship Summary) - BD
Click below to view Ciauna N Poindexter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
HEIM, YOUNG & ASSOCIATES, INC.
Office #1: 1256 E. Kingsley St, Springfield, MO 65804-7211BD
CRD#: 38993
Springfield, MO
Past
June 8, 2022 - February 21, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
March 4, 2022 - February 21, 2024
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
July 10, 2021 - February 6, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
COLUMBUS, OH
Past
October 28, 2020 - June 9, 2021
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
BEXLEY, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/26/2025)
RR
Alaska(6/26/2025)
RR
Arizona(6/26/2025)
RR
Arkansas(6/26/2025)
RR
California(6/26/2025)
RR
Colorado(6/26/2025)
RR
Connecticut(6/26/2025)
RR
Delaware(6/26/2025)
RR
District of Columbia(6/26/2025)
RR
Florida(6/26/2025)
RR
Georgia(6/26/2025)
RR
Hawaii(6/26/2025)
RR
Idaho(6/26/2025)
RR
Illinois(6/26/2025)
RR
Indiana(6/26/2025)
RR
Iowa(8/12/2025)
RR
Kansas(6/26/2025)
RR
Kentucky(6/26/2025)
RR
Louisiana(6/26/2025)
RR
Maine(6/26/2025)
RR
Maryland(8/12/2025)
RR
Massachusetts(6/26/2025)
RR
Michigan(6/26/2025)
RR
Minnesota(6/26/2025)
RR
Mississippi(6/26/2025)
RR
Missouri(2/16/2024)
RR
Montana(8/12/2025)
RR
Nebraska(8/12/2025)
RR
Nevada(6/26/2025)
RR
New Hampshire(6/26/2025)
RR
New Jersey(6/26/2025)
RR
New Mexico(8/12/2025)
RR
New York(6/26/2025)
RR
North Carolina(6/26/2025)
RR
North Dakota(6/26/2025)
RR
Ohio(2/20/2024)
RR
Oklahoma(6/26/2025)
RR
Oregon(6/26/2025)
RR
Pennsylvania(6/26/2025)
RR
Rhode Island(6/26/2025)
RR
South Carolina(6/26/2025)
RR
South Dakota(6/26/2025)
RR
Tennessee(6/26/2025)
RR
Texas(6/26/2025)
RR
Utah(6/26/2025)
RR
Virginia(6/26/2025)
RR
Washington(6/26/2025)
RR
Wisconsin(6/26/2025)
RR
Wyoming(8/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 10/28/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HY
HEIM, YOUNG & ASSOCIATES, INC.
HEIM & YOUNG SECURITIES, INC. | MABS INSURANCE SOLUTIONS | MA BROKERAGE SOLUTIONS | HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993 / SEC#: , 8-48500
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Mailing Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Phone number
(417) 882-7283
Established
Missouri since 07/07/1995
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCER ADVISORS, INC. | OWNER | |
| BRAMER, BENJAMIN EDWARD | DIRECTOR | 3222029 |
| CATALDO, CHRISTINE ADELE | CHIEF INFORMATION OFFICER | 3042889 |
| DREPAUL, ROSHNI ARUNA | FINOP / PFO | 6487453 |
| ENCINO, MATHEW RYAN | GENERAL COUNCEL, SECRETARY | 7530163 |
| ERKER, TORIAN BILLS | CCO | 6309105 |
| LEE, TRINITY YVONNE | PRESIDENT & EXECUTIVE DIRECTOR /CFO/POO | 5472899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993Springfield, MO 65804-7211TRUST BUT VERIFY
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