LT
Laura A. Tarbox
TARBOX FAMILY OFFICE
NEWPORT BEACH, CA 92660
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CRD#: 727947
LT
Professional summary
Laura Ann Tarbox, CFP® is a registered financial advisor currently at TARBOX FAMILY OFFICE, INC. located in Newport Beach, California.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Laura has worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MS. TARBOX IS A CALIFORNIA-LICENSED PRIVATE FIDUCIARY AND IN THIS CAPACITY MAY SERVE PERSONALLY AS AN EXPERT WITNESS, GUARDIAN OR TRUSTEE, BUT DOES NOT DO SO FOR ANY OF THE TARBOX GROUP'S ACCOUNTS. THE BUSINESS WAS ESTABLISHED AS A SOLE PROPRIETORSHIP IN JANUARY 2013 UNDER THE DBA TARBOX PRIVATE FIDUCIARY SERVICES AND USES THE MAILING ADDRESS 500 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660. DUTIES MAY INCLUDE EXPERT REPORT PREPARATION OR TESTIMONY, AND IN THE CASE OF FIDUCIARY SERVICES, MANAGING REAL ESTATE OR FINANCIAL ASSETS, RELATIONSHIPS WITH BENEFICIARIES, PROCESSING DISTRIBUTIONS, AND FILING TAX RETURNS. THIS WORK TYPICALLY INVOLVES LESS THAN 10 HOURS PER MONTH, NORMALLY ON WEEKENDS OR AFTER TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Ann Tarbox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
April 29, 2004 - Present
TARBOX FAMILY OFFICE, INC.
Office #1: 500 Newport Center Drive Suite 700, Newport Beach, CA 92660RIA
CRD#: 106079
NEWPORT BEACH, CA
Past
April 13, 1981 - August 2, 1991
LPL FINANCIAL LLC
BD
CRD#: 6413
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TARBOX FAMILY OFFICE, INC.
TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
RIA
Registered Investment Advisory firm - (6/16/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/29/2004)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TARBOX FAMILY OFFICE, INC.
TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
RIA
Registered Investment Advisory firm - (6/16/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Newport Center Drive Ste 500, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 721-2330
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 862 |
| AUM (Assets Under Management) | $ 967,175,642 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 07/29/2024 | ||
| 02/21/2024 | ||
| 12/28/2022 |
Red Flags
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