Zachary G. Giles
Professional summary
Zachary G Giles, who also goes by Zach Giles, is a registered financial advisor currently at ELSER FINANCIAL PLANNING, INC. located in Indianapolis, Indiana.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Zachary has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zachary G Giles's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
ELSER FINANCIAL PLANNING, INC.
Office #1: 8900 Keystone Crossing Suite 450, Indianapolis, IN 46240December 1, 2021 - January 10, 2022
CHARLES SCHWAB & CO., INC.
April 5, 2021 - January 10, 2022
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ELSER FINANCIAL PLANNING, INC.
CRD#: 143311 / SEC#: 801-80871
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/14/2022)
(8/21/2024)
Exams
Series 7TO
Date: 4/3/2021
General Securities Representative ExaminationCurrent Firm
ELSER FINANCIAL PLANNING, INC.
CRD#: 143311 / SEC#: 801-80871
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,661 |
| AUM (Assets Under Management) | $ 2,004,775,922 |
Red Flags
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