Denny Hooten
Professional summary
Denny Hooten was a registered financial advisor .
Denny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Denny had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2026 - Present
Office #1: 17011 Beach Blvd. Suite 770, Huntington Beach, CA 92647
May 17, 2023 - June 8, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2023 - June 8, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2021 - May 30, 2023
LPL FINANCIAL LLC
December 7, 2021 - May 30, 2023
LPL FINANCIAL LLC
February 19, 2021 - December 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 2021 - December 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
October 23, 2020 - February 5, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 12, 2020 - February 5, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2026)
(6/5/2026)
Exams
Series 7TO
Date: 3/9/2021
General Securities Representative ExaminationSeries 6TO
Date: 8/7/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent firm
No current employment
Red Flags
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