Jose P. Navarro

LAFISE GLOBAL ADVISORS LLC

MIAMI, FL 33133

Some features on this profile are disabled

CRD#: 7278758

Professional summary

Jose Pablo Navarro, who also goes by Pablo Navarro, is a registered financial advisor currently at LAFISE GLOBAL ADVISORS LLC located in Miami, Florida and LAFISE SECURITIES LLC located in Miami, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jose has worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pablo Navarro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Lafise Group Panama Inc., 2340 South Dixie Highway, Miami FL., Business is investment related, Nature of business: banking, Portfolio Manager since August 2016, Devote 2 hours per month during securities trading hours, Attending investment committees and portfolio manager duties for the subsidiaries (Banks and insurance co.) Emerald Point , Holding Company for personal assets. 1 hour per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Pablo Navarro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2024 - Present

LAFISE GLOBAL ADVISORS LLC

Office #1: 2340 S. Dixie Highway, Miami, FL 33133

RIA

CRD#: 331244

MIAMI, FL

Current

August 10, 2020 - Present

LAFISE SECURITIES LLC

Office #1: 2340 S Dixie Highway, Miami, FL 33133

CRD#: 115624

Miami, FL

Past

February 1, 2023 - December 31, 2024

LAFISE SECURITIES LLC

RIA

CRD#: 115624

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAFISE GLOBAL ADVISORS LLC

CRD#: 331244 / SEC#: 801-130311

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/22/2021)

Florida
(10/5/2020)

IAR

Florida
(6/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 8/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/20/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LAFISE GLOBAL ADVISORS LLC

CRD#: 331244 / SEC#: 801-130311

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2340 S. Dixie Highway, Miami, FL 33133

Mailing Address

Phone number

(305) 374-6001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A - FIRM BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 544,453,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jose P. Navarro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Pablo Navarro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAFISE SECURITIES LLC

LAFISE SECURITIES LLC

Primary Firm SEC Registration

LAFISE GLOBAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2023

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 8/10/2020

SIE

Date: 7/20/2020

Series 24

Date: 9/8/2020

FINRA

Current Firm

LAFISE GLOBAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAFISE GLOBAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors