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Austin Anderson

CRD# 7278620·Registered 2022 - 2025
Previously Registered: Being a previously registered professional could mean that Austin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Austin Anderson was a registered financial advisor. Austin was a previously registered financial professional and started their career in finance 2022 - 2025. Austin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

ANDERSON CAPITAL VENTURES·CRD# 333616
RIA
Boca Raton, FL
January 13, 2025 - December 23, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Honolulu, HI
December 19, 2022 - June 2, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Honolulu, HI
December 19, 2022 - June 2, 2023

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Current Firm

AC
ANDERSON CAPITAL VENTURES

ANDERSON CAPITAL VENTURES | ANDERSON CAPITAL VENTURES INC. | ANDERSON CAPITAL VENTURES INC

CRD#: 333616

Contact Information

Main Address

Boca Raton, FL

Phone Number

(484) 947-7075

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Austin Anderson is Finance Manager at Mana Up Labs, a consumer packaged goods retail accelerator and retail operations company. Austin Anderson is also the owner of Aloha Tennis Academy, a sports' instruction company.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2022About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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