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BQ

Brian J. Quint

MOUNTAIN CAPITAL INVESTMENT ADVISORS
GLENDALE, CA 91203
Some features on this profile are disabled
CRD#: 7278431
BQ

Professional summary

Brian Jay Quint is a registered financial advisor currently at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC located in Glendale, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jay Quint's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2020 - Present

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Office #1: 500 N Brand Blvd Suite 2000, Glendale, CA 91203
RIA
CRD#: 156660
GLENDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA
Registered Investment Advisory firm - (3/22/2017 Approved)
Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/27/2020)
IAR
Colorado
(7/27/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/25/2020
Uniform Investment Adviser Law Examination

Current Firm

MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA
Registered Investment Advisory firm - (3/22/2017 Approved)
Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
12235 Pecos St Suite 100, Westminster, CO 80234
Mailing Address
Phone number
(720) 500-0050
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2026)

Regulatory assets under management

Total Number of Accounts3,631
AUM (Assets Under Management)$ 929,106,338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD#: 156660Glendale, CA 91203

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