Gerald G. Puckette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Gene Puckette, who also goes by Jerry Puckette, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1981. Gerald had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1997 - December 31, 2012
WILLIAM C. BURNSIDE & COMPANY, INC.
December 22, 1992 - December 23, 1996
WILLIAM C. BURNSIDE & COMPANY, INC.
November 2, 1988 - December 31, 1990
CADARET, GRANT & CO., INC.
September 8, 1988 - November 16, 1988
FOCUS SECURITIES, INC.
January 19, 1987 - October 6, 1988
USLIFE EQUITY SALES CORP.
April 17, 1981 - September 3, 1981
AMERICAN EXPRESS FINANCIAL CORPORATION
April 17, 1981 - September 3, 1981
AMERIPRISE FINANCIAL SERVICES, LLC
April 17, 1981 - September 3, 1981
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM C. BURNSIDE & COMPANY, INC.
CRD#: 6400 / SEC#: , 8-21242
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
