Michael P. Ryan
Professional summary
Michael Peter Ryan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Michael had worked at 4 firms, which includes PRIME CAPITAL SERVICES INC., FSC SECURITIES CORPORATION, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2002 - October 8, 2010
PRIME CAPITAL SERVICES, INC.
March 12, 1987 - July 18, 2002
PRIME CAPITAL SERVICES, INC.
July 8, 1985 - April 6, 1987
FSC SECURITIES CORPORATION
April 15, 1981 - July 30, 1985
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 15, 1981 - July 30, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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