Kathleen J. Laurin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Joyce Laurin, who also goes by Kathleen Laurin, Kathy Laurin, Kathleen Laurin-martin, Kathy Laurin-martin, Kathleen Martin, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1981. Kathleen had worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2016 - December 14, 2023
CLARIFY WEALTH MANAGEMENT
July 29, 2016 - December 31, 2017
LPL FINANCIAL LLC
January 24, 2003 - August 1, 2016
VSR FINANCIAL SERVICES, INC.
August 17, 1998 - August 1, 2016
VSR FINANCIAL SERVICES, INC.
March 23, 1990 - August 19, 1998
OPPENHEIMER & CO. INC.
January 4, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
January 4, 1988 - December 31, 1988
MUTUAL SERVICE CORPORATION
March 2, 1981 - December 17, 1987
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARIFY WEALTH MANAGEMENT
CRD#: 172355 / SEC#: 801-108586
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,552 |
| AUM (Assets Under Management) | $ 410,038,742 |
Red Flags
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