TM
Thomas A. Mccloskey
STONEHAVEN ADVISORS
Darien, CT
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CRD#: 7277712
TM
Thomas Andrew MccloskeySTONEHAVEN ADVISORS
Professional summary
Thomas Andrew Mccloskey is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in Darien, Connecticut and STONEHAVEN, LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TKS Group LLC aka TKS Capital Group aka TKS Development Group; Darien, CT 06820; private investment-related & consulting; Private Asset Holding Company; Sole Owner and Managing Member since 07/11/2016; Evaluate Private business & real estate for personal investment. Consulting to the Real Estate Development & Construction sector. Insurance consulting agent for Insurance companies. Commercial Business & Real Estate Loan referral for lenders. My regulated activities include sourcing and selling suitable private investment offerings to qualified investors.. 20 hours/month; 10hrs/mo during trading hours 2.) TAMC59 LLC, Darien, CT; My sole member Self Directed IRA ACTIVE holding company; Owner; 04/05/2018; 10 hrs/mo; 5hrs/mo during trading hours; My Sole Member LLC contains RE assets, Private Investments, Public Equities. 3.) Park 49 Inc, 12 E49th Street, New York, NY, 10017; Advisory work for potential Commercial Real Estate Debt & Equity transactions; Advisor; 01/01/2024; Advisory work with Park 49. Securities transactions via Stonehaven LLC (Broker-Dealer). 15hrs/mo; 10hrs/mo during trading hours 4.) Financial Independence group (FIG) (Independent Marketing Org) & Anthem Health; Licensed Insurance Agent, Life/Health Producer & Certified Insurance Consultant since 01/2024; dba TKS Insurance under TKS Group LLC; Answering questions on Insurance Company Products, assembling application info, submission, following up with underwriters; 35hrs/mo, 25 during trading hours. 5.) KK Design & Co, Darien, CT 06820; wife's d/b/a under TKS Group LLC LLC; The business does website design & online marketing consulting; I have no role here other than coordinate under LLC for tax reporting; 2hrs/mo; 0 hrs during trading day 6) Stonehaven Advisors, LLC, investment related, Investment adviser rep, in place to facilitate compliant fee sharing for referred investors who establish SMAs, less than 2 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Andrew Mccloskey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2025 - Present
STONEHAVEN ADVISORS, LLC
RIA
CRD#: 322608
Darien, CT
Current
February 20, 2024 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020BD
CRD#: 118913
NEW YORK, NY
Past
January 24, 2023 - February 26, 2024
FINALIS SECURITIES LLC
BD
CRD#: 305908
NEW YORK, NY
Past
June 15, 2021 - January 3, 2023
M.M. DILLON & CO. LLC
BD
CRD#: 19878
GREENWICH, CT
Past
August 24, 2020 - June 16, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
BD
CRD#: 153563
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/20/2024)
IAR
Connecticut(11/24/2025)
RR
Florida(2/20/2024)
RR
New York(2/20/2024)
RR
Texas(1/16/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Passed: 8/24/2020
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEHAVEN ADVISORS, LLC
STONEHAVEN ADVISORS, LLC
CRD#: 322608 / SEC#:
California
Registered Investment Advisory firm - (7/29/2026 Approved)Connecticut
Registered Investment Advisory firm - (1/7/2025 Approved)Florida
Registered Investment Advisory firm - (9/19/2025 Approved)New York
Registered Investment Advisory firm - (10/6/2022 Approved)Texas
Registered Investment Advisory firm - (8/27/2026 Conditional Restricted)Loading...
Contact information
Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
Phone number
(917) 349-7050
Established
Firm type
Fiscal year end
# of Employees
8
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
