Thomas A. Mccloskey

STONEHAVEN ADVISORS

Darien, CT

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CRD#: 7277712

Professional summary

Thomas Andrew Mccloskey is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in Darien, Connecticut and STONEHAVEN, LLC located in New York, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Mccloskey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2025 - Present

STONEHAVEN ADVISORS, LLC

RIA

CRD#: 322608

Darien, CT

Current

February 20, 2024 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 118913

NEW YORK, NY

Past

January 24, 2023 - February 26, 2024

FINALIS SECURITIES LLC

CRD#: 305908

NEW YORK, NY

Past

June 15, 2021 - January 3, 2023

M.M. DILLON & CO. LLC

CRD#: 19878

GREENWICH, CT

Past

August 24, 2020 - June 16, 2021

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/20/2024)

IAR

Connecticut
(11/24/2025)

Florida
(2/20/2024)

New York
(2/20/2024)

Texas
(1/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 8/24/2020

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 7/14/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STONEHAVEN ADVISORS, LLC

CRD#: 322608 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/7/2025 Approved)

Florida

Registered Investment Advisory firm - (9/19/2025 Approved)

New York

Registered Investment Advisory firm - (10/6/2022 Approved)

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Contact information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

Phone number

(917) 349-7050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Mccloskey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Mccloskey's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEHAVEN ADVISORS, LLC

STONEHAVEN, LLC

FINALIS SECURITIES LLC

M.M. DILLON & CO. LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2025

Series 63

Date: 3/20/2023

Series 82TO

Date: 8/24/2020

SIE

Date: 7/14/2020

FINRA

Current Firm

STONEHAVEN ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

STONEHAVEN ADVISORS, LLC

TRUST BUT VERIFY

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