Brooke W. Herr

COMPREHENSIVE FINANCIAL PLANNING

EAST PETERSBURG, PA 17520

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CRD#: 727741

Professional summary

Brooke Williamson Herr, who also goes by Brooke W Herr, is a registered financial advisor currently at COMPREHENSIVE FINANCIAL PLANNING, INC. located in East Petersburg, Pennsylvania.

Brooke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Brooke has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brooke W Herr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DBA: COMPREHENSIVE FINANCIAL ASSOCIATES; 2. DBA: THE COMPREHENSIVE COMPANIES; GROUP MEDICAL INSURANCE PROGRAMS SOLICITED AND SERVICED THROUGH COMPREHENSIVE BENEFIT MARKETING SERVICES, INC., PRESIDENT AND 50% OWNER, 80 HRS/MO (4 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 3. INVESTMENT ADVISORY SERVICES PROVIDED THROUGH COMPREHENSIVE FINANCIAL PLANNING, AN SEC-REGISTERED INVESTMENT ADVISER, AS AN INVESTMENT ADVISER REPRESENTATIVE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Williamson Herr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 1991 - Present

COMPREHENSIVE FINANCIAL PLANNING, INC.

Office #1: 5995 Lemon Street, East Petersburg, PA 17520

RIA

CRD#: 110937

EAST PETERSBURG, PA

Past

July 11, 1985 - October 8, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

EAST PETERSBURG, PA

Past

May 18, 1983 - July 12, 1985

OSAIC FS, INC.

CRD#: 3870

Past

April 15, 1981 - May 12, 1983

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/19/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/19/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/4/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/1995

General Securities Principal Examination

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

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Contact information

Main Address

5995 Lemon Street, East Petersburg, PA 17520-1329

Mailing Address

Phone number

(717) 569-6667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 419,299,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brooke W. Herr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Williamson Herr's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

OSAIC FS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

COMPREHENSIVE FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/1981

SIE

Date: 10/8/2015

Series 7

Date: 4/19/1986

Series 22

Date: 11/19/1982

Series 6

Date: 4/13/1981

Series 53

Date: 4/4/2003

Series 24

Date: 9/8/1995

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPREHENSIVE FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

Contact information

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