Christopher C. Haupert

MILTONIAN CAPITAL MANAGEMENT

Santa Barbara, CA 93101

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CRD#: 7277375

Professional summary

Christopher Charles Haupert is a registered financial advisor currently at MILTONIAN CAPITAL MANAGEMENT, LLC located in Santa Barbara, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOOKKEEPING TASKS FOR 1 CLIENT. SERVICES LIMITED TO PAYING BILLS AND TRACKING ACCOUNT BALANCES. NO CUSTODY, NO DISCRETION, AND NO INVESTMENT ADVICE. TIME SPENT AVERAGES 6 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Haupert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2020 - Present

MILTONIAN CAPITAL MANAGEMENT, LLC

Office #1: 735 State Street #522, Santa Barbara, CA 93101

RIA

CRD#: 156144

Santa Barbara, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2020

Uniform Investment Adviser Law Examination

Current Firm

MILTONIAN CAPITAL MANAGEMENT, LLC

CRD#: 156144 / SEC#:

California

Registered Investment Advisory firm - (2/23/2011 Approved)

Texas

Registered Investment Advisory firm - (2/8/2019 Approved)

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Contact information

Main Address

735 State Street #522, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 845-4432

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 53,313,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher C. Haupert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Haupert's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILTONIAN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2020

Current Firm

MILTONIAN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILTONIAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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