Philip R. Mckenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Richard Mckenna, who also goes by Philip R Mckenna, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1981. Philip had worked at 3 firms and has passed the Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1990 - March 29, 2011
KANE, MCKENNA CAPITAL, INC.
October 11, 1989 - March 25, 1996
ROBERT W. BAIRD & CO. INCORPORATED
April 8, 1981 - January 12, 1984
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KANE, MCKENNA CAPITAL, INC.
CRD#: 24908 / SEC#: , 8-41431
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
