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GL

Gary W. Luce

HAMILTON CLARK SUSTAINABLE CAPITAL
Washington, DC 20006
Some features on this profile are disabled
CRD#: 7276865
GL

Professional summary

Gary W. Luce is a registered financial professional currently at HAMILTON CLARK SUSTAINABLE CAPITAL, INC. located in Washington, District Of Columbia.

Gary is registered as a RR (Registered Representative) and started their career in finance in 2020. Gary has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary W. Luce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2020 - Present

HAMILTON CLARK SUSTAINABLE CAPITAL, INC.

Office #1: 1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006
BD
CRD#: 26010
Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/27/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/9/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 10/10/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
DOMINION FINANCIAL SECURITIES COMPANY | MCKENNA SECURITIES COMPANY | HAMILTON CLARK SUSTAINABLE CAPITAL, INC. | HAMILTON CLARK SECURITIES COMPANY | HAMILTON CLARK & CO.

CRD#: 26010 / SEC#: , 8-42236

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006
Mailing Address
1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006
Phone number
(202) 461-2252
Established
Delaware since 01/24/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAMILTON CLARK & CO. LLCOWNER
CRAWFORD, ROSS FREEMANMANAGING DIRECTOR3267620
LEGAYE, DANIEL EUGENE SRFINOP/PFO/POO1055035
MCKENNA, JOHN JOSEPH JRPRESIDENT/CEO/ CHAIRMAN/ MANAGING DIRECTOR/CCO1268999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON CLARK SUSTAINABLE CAPITAL, INC.

CRD#: 26010Washington, DC 20006

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