SD
Sean M. Duncan
HELPING HAND RIA
Plano, TX 75024
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CRD#: 7276741
SD
Professional summary
Sean M. Duncan is a registered financial advisor currently at HELPING HAND RIA, LLC located in Plano, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[SMD CONSULTING & ACCOUNTING, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; OWNER, PRESIDENT; PROVIDES CONSULTING AND ACCOUNTING SERVICES TO INDIVIDUALS AND SMALL BUSINESSES; START DATE 05/2006; 140 HOURS PER MONTH; 140 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [X-MAN INVESTMENTS, LLC; 9555 LEBANON ROAD, SUITE 104, FRISCO, TEXAS 75035; NOT INVESTMENT RELATED; OWNER; MANAGEMENT COMPANY; START DATE 09/2010; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PROJECTS; INVESTMENT RELATED; COMPENSATION COMMISSIONS; START DATE 2017; 4 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS] [THE PODUNC LEGACY, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; PRESIDENT, DIRECTOR; COMMERCIAL REAL ESTATE MANAGEMENT; START DATE 03/2014; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [SEPANA PROPERTIES, LLC; 9555 LEBANON ROAD, SUITE 104, FRISCO, TEXAS 75035; INVESTMENT RELATED; MANAGER, DIRECTOR; NONRESIDENTIAL REAL ESTATE MANAGEMENT; START DATE 05/2008; 2 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [FOX BROOK, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; MANAGER, DIRECTOR; PROPERTY MANAGEMENT; START DATE 09/2019; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [TEKMED LP; 3904 SAN LUIS CT, ARLINGTON, TEXAS 76015; INVESTMENT RELATED; BENEFICIAL OWNER THROUGH X-MAN INVESTMENTS; MEDICAL COMPANY; START DATE 04/2007; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [DONROS, LLC; 9578 MIRROR FOUNTAIN CIR, FRISCO, TEXAS, 75033; INVESTMENT RELATED; BOARD MEMBER; DEVELOPING AN INDOOR PAR 2 GOLF COURSE; START DATE 09/2019; 1 HOUR EVERY 3 MONTHS; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [CHIEF PROACTIVE ADVISORS, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; NOT INVESTMENT RELATED; PRESIDENT; SPEAKING AND COACHING ACCOUNTING PROFESSIONALS; START DATE 04/2022; 40 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - CONTENT CREATION, SPEAKING, MANAGERIAL, MARKETING] [PINE VIEW CABIN, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SHORT TERM RENTAL CABIN; START DATE 09/2019; LESS THAN 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL] [IIRON PANDA PROPERTIES , LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SINGLE FAMILY HOME RENTAL HOME IN HOUSTON, TX; START DATE 02/2021; 1 TO 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL] [BROKEN BOW FAMILY CABINS, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SHORT TERM RENTAL HOME IN HOCHATOWN, OK; START DATE 07/2021; 2 TO 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL]
CRS (Client Relationship Summary) - RIA
Click below to view Sean M. Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2020 - Present
HELPING HAND RIA, LLC
Office #1: 5550 Granite Parkway #170, Plano, TX 75024RIA
CRD#: 309802
Plano, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/6/2020)
Current Firm
HH
HELPING HAND RIA, LLC
HELPING HAND RIA, LLC | THE GOOD LIFE RIA, LLC
CRD#: 309802 / SEC#:
Texas
Registered Investment Advisory firm - (11/6/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5550 Granite Parkway #170, Plano, TX 75024
Mailing Address
Phone number
(469) 252-4547
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Company Information
HELPING HAND RIA, LLC
CRD#: 309802Plano, TX 75024TRUST BUT VERIFY
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