SD
Sean M. Duncan
HELPING HAND RIA
Plano, TX 75024
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CRD#: 7276741
SD
Professional summary
Sean M. Duncan is a registered financial advisor currently at HELPING HAND RIA, LLC located in Plano, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean M. Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2020 - Present
HELPING HAND RIA, LLC
Office #1: 5550 Granite Parkway #170, Plano, TX 75024RIA
CRD#: 309802
Plano, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/6/2020)
Current Firm
HH
HELPING HAND RIA, LLC
HELPING HAND RIA, LLC | THE GOOD LIFE RIA, LLC
CRD#: 309802 / SEC#:
Texas
Registered Investment Advisory firm - (11/6/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5550 Granite Parkway #170, Plano, TX 75024
Mailing Address
Phone number
(469) 252-4547
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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Company Information
HELPING HAND RIA, LLC
CRD#: 309802Plano, TX 75024TRUST BUT VERIFY
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