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Sean M. Duncan

HELPING HAND RIA
PLANO, TX
·CRD# 7276741·6 years experience

Professional Summary

Sean M. Duncan is a registered financial advisor currently at HELPING HAND RIA, LLC located in Plano, Texas. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

HELPING HAND RIA, LLC·CRD# 309802
RIA
5550 Granite Parkway #170, Plano, TX 75024
November 6, 2020 - Present

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Current Firm

HH
HELPING HAND RIA, LLC

HELPING HAND RIA, LLC | THE GOOD LIFE RIA, LLC

CRD#: 309802
Texas
Registered Investment Advisory firm - Texas (11/6/2020 Approved)

Contact Information

Main Address

5550 Granite Parkway #170, Plano, TX 75024

Phone Number

(469) 252-4547

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[SMD CONSULTING & ACCOUNTING, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; OWNER, PRESIDENT; PROVIDES CONSULTING AND ACCOUNTING SERVICES TO INDIVIDUALS AND SMALL BUSINESSES; START DATE 05/2006; 140 HOURS PER MONTH; 140 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [X-MAN INVESTMENTS, LLC; 9555 LEBANON ROAD, SUITE 104, FRISCO, TEXAS 75035; NOT INVESTMENT RELATED; OWNER; MANAGEMENT COMPANY; START DATE 09/2010; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PROJECTS; INVESTMENT RELATED; COMPENSATION COMMISSIONS; START DATE 2017; 4 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS] [THE PODUNC LEGACY, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; PRESIDENT, DIRECTOR; COMMERCIAL REAL ESTATE MANAGEMENT; START DATE 03/2014; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [SEPANA PROPERTIES, LLC; 9555 LEBANON ROAD, SUITE 104, FRISCO, TEXAS 75035; INVESTMENT RELATED; MANAGER, DIRECTOR; NONRESIDENTIAL REAL ESTATE MANAGEMENT; START DATE 05/2008; 2 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [FOX BROOK, LLC; 5550 Granite Parkway #170 Plano, TX 75024; INVESTMENT RELATED; MANAGER, DIRECTOR; PROPERTY MANAGEMENT; START DATE 09/2019; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - MANAGERIAL] [TEKMED LP; 3904 SAN LUIS CT, ARLINGTON, TEXAS 76015; INVESTMENT RELATED; BENEFICIAL OWNER THROUGH X-MAN INVESTMENTS; MEDICAL COMPANY; START DATE 04/2007; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [DONROS, LLC; 9578 MIRROR FOUNTAIN CIR, FRISCO, TEXAS, 75033; INVESTMENT RELATED; BOARD MEMBER; DEVELOPING AN INDOOR PAR 2 GOLF COURSE; START DATE 09/2019; 1 HOUR EVERY 3 MONTHS; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [CHIEF PROACTIVE ADVISORS, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; NOT INVESTMENT RELATED; PRESIDENT; SPEAKING AND COACHING ACCOUNTING PROFESSIONALS; START DATE 04/2022; 40 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES - CONTENT CREATION, SPEAKING, MANAGERIAL, MARKETING] [PINE VIEW CABIN, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SHORT TERM RENTAL CABIN; START DATE 09/2019; LESS THAN 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL] [IIRON PANDA PROPERTIES , LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SINGLE FAMILY HOME RENTAL HOME IN HOUSTON, TX; START DATE 02/2021; 1 TO 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL] [BROKEN BOW FAMILY CABINS, LLC; 5550 GRANITE PARKWAY #170 PLANO, TX 75024; INVESTMENT RELATED; MANAGER; SHORT TERM RENTAL HOME IN HOCHATOWN, OK; START DATE 07/2021; 2 TO 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS DUTIES - MANAGERIAL]

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(11/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2020About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Sean M. Duncan's CRS (Customer Relationship Summary).

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