Supreet S. Shah

SEPIO CAPITAL, LP

Salt Lake City, UT 84121

Some features on this profile are disabled

CRD#: 7276267

Professional summary

Supreet Subodh Shah, who also goes by Supreet Shah, is a registered financial advisor currently at SEPIO CAPITAL, LP located in Salt Lake City, Utah.

Supreet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Supreet has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Supreet Shah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Supreet Subodh Shah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

SEPIO CAPITAL, LP

Office #1: 2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121

RIA

CRD#: 285645

Salt Lake City, UT

Past

November 3, 2020 - February 26, 2021

BERENBERG CAPITAL MARKETS LLC

CRD#: 156757

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEPIO CAPITAL, LP

AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA

Registered Investment Advisory firm - (5/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/2/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/31/2020

Securities Industry Essentials Examination

Current Firm

SEPIO CAPITAL, LP

AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA

Registered Investment Advisory firm - (5/12/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121

Mailing Address

Phone number

(415) 915-3708

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEPIO CAPITAL ADV PART 2A 09.22.2025 (9/22/2025)

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 4,464,814,589

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
09/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Supreet S. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Supreet Subodh Shah's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERENBERG CAPITAL MARKETS LLC

Primary Firm SEC Registration

SEPIO CAPITAL, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2021

Series 63

Date: 11/12/2020

Series 7TO

Date: 11/2/2020

SIE

Date: 8/31/2020

Current Firm

SEPIO CAPITAL, LP

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEPIO CAPITAL, LP

TRUST BUT VERIFY

Similar Advisors