Philip H. Wierson

SYNOVUS SECURITIES

ALPHARETTA, GA 30009

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CRD#: 7276052

Professional summary

Philip H Wierson, who also goes by Philip Harrison Wierson, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Alpharetta, Georgia.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Philip has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Harrison Wierson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip H Wierson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Philip H Wierson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2025 - Present

SYNOVUS SECURITIES, INC.

Office #1: 8025 Westside Parkway, Alpharetta, GA 30009

RIA

CRD#: 14023

ALPHARETTA, GA

Current

October 28, 2024 - Present

SYNOVUS SECURITIES, INC.

Office #1: 8025 Westside Parkway, Alpharetta, GA 30009

RIA

CRD#: 14023

ALPHARETTA, GA

Past

March 16, 2023 - October 29, 2024

MORGAN STANLEY

CRD#: 149777

Alpharetta, GA

Past

February 3, 2021 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

September 10, 2020 - October 12, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Atlanta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNOVUS SECURITIES, INC.

CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.

CRD#: 14023 / SEC#: 801-19690, 8-34709

RIA

Registered Investment Advisory firm - SEC (9/1/1983 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/30/2024)

IAR

Alabama
(2/18/2025)

Alaska
(10/29/2024)

IAR

Alaska
(2/25/2025)

Arizona
(11/4/2024)

IAR

Arizona
(3/4/2025)

Arkansas
(10/31/2024)

IAR

Arkansas
(2/20/2025)

California
(10/29/2024)

IAR

California
(2/19/2025)

Colorado
(10/31/2024)

IAR

Colorado
(2/21/2025)

Connecticut
(10/29/2024)

IAR

Connecticut
(2/20/2025)

Delaware
(10/31/2024)

IAR

Delaware
(2/25/2025)

District of Columbia
(10/30/2024)

IAR

District of Columbia
(5/14/2025)

Florida
(10/29/2024)

IAR

Florida
(2/19/2025)

Georgia
(10/29/2024)

IAR

Georgia
(2/20/2025)

Hawaii
(10/31/2024)

IAR

Hawaii
(2/25/2025)

Idaho
(10/29/2024)

IAR

Idaho
(2/18/2025)

Illinois
(11/12/2024)

IAR

Illinois
(3/11/2025)

Indiana
(10/29/2024)

IAR

Indiana
(2/19/2025)

Iowa
(10/31/2024)

IAR

Iowa
(2/20/2025)

Kansas
(10/30/2024)

IAR

Kansas
(2/20/2025)

Kentucky
(10/30/2024)

IAR

Kentucky
(2/21/2025)

Louisiana
(10/30/2024)

IAR

Louisiana
(2/21/2025)

Maine
(11/1/2024)

IAR

Maine
(2/19/2025)

Maryland
(11/4/2024)

IAR

Maryland
(2/18/2025)

Massachusetts
(10/28/2024)

IAR

Massachusetts
(4/10/2025)

Michigan
(10/30/2024)

IAR

Michigan
(2/20/2025)

Minnesota
(10/30/2024)

IAR

Minnesota
(2/26/2025)

Mississippi
(10/30/2024)

IAR

Mississippi
(2/25/2025)

Missouri
(10/29/2024)

IAR

Missouri
(2/20/2025)

Montana
(10/30/2024)

IAR

Montana
(2/26/2025)

Nebraska
(10/30/2024)

IAR

Nebraska
(2/27/2025)

Nevada
(10/29/2024)

IAR

Nevada
(2/20/2025)

New Hampshire
(10/30/2024)

IAR

New Hampshire
(2/20/2025)

New Jersey
(10/29/2024)

IAR

New Jersey
(2/19/2025)

New Mexico
(10/30/2024)

IAR

New Mexico
(2/24/2025)

New York
(10/29/2024)

IAR

New York
(2/20/2025)

North Carolina
(11/1/2024)

IAR

North Carolina
(2/26/2025)

North Dakota
(11/4/2024)

IAR

North Dakota
(2/24/2025)

Ohio
(10/29/2024)

IAR

Ohio
(2/20/2025)

Oklahoma
(10/30/2024)

IAR

Oklahoma
(2/24/2025)

Oregon
(10/31/2024)

IAR

Oregon
(2/23/2025)

Pennsylvania
(10/29/2024)

IAR

Pennsylvania
(2/19/2025)

Puerto Rico
(11/4/2024)

Rhode Island
(11/4/2024)

IAR

Rhode Island
(2/20/2025)

South Carolina
(10/29/2024)

IAR

South Carolina
(2/24/2025)

South Dakota
(10/29/2024)

IAR

South Dakota
(2/18/2025)

Tennessee
(11/4/2024)

Texas
(10/28/2024)

IAR

Texas
(2/18/2025)

Utah
(10/29/2024)

IAR

Utah
(2/18/2025)

Vermont
(10/30/2024)

IAR

Vermont
(2/18/2025)

Virgin Islands
(10/31/2024)

IAR

Virgin Islands
(2/21/2025)

Virginia
(10/30/2024)

IAR

Virginia
(2/20/2025)

Washington
(10/30/2024)

IAR

Washington
(2/20/2025)

West Virginia
(10/31/2024)

IAR

West Virginia
(2/24/2025)

Wisconsin
(10/29/2024)

IAR

Wisconsin
(2/21/2025)

Wyoming
(10/29/2024)

IAR

Wyoming
(2/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/5/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/30/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SYNOVUS SECURITIES, INC.

CRD#: 14023 / SEC#: 801-19690, 8-34709

RIA

Registered Investment Advisory firm - SEC (9/1/1983 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

33 W 14th Street 3rd Floor, Columbus, GA 31901

Mailing Address

P.o. Box 2628, Columbus, GA 31902-2628

Phone number

(706) 649-2327

Established

Georgia since 06/27/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

280

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CREATIVE FINANCIAL GROUP ADV PART 2A (1/28/2026)

SYNOVUS SECURITIES, INC. ADV PART 2A (1/28/2026)

SYNOVUS SECURITIES, INC. APPENDIX 1 WRAP BROCHURES (1/28/2026)

Direct owners and executive officers

Name	Position	CRD#
PINNACLE FINANCIAL PARTNERS INC.	SYNOVUS SECURITIES, INC. PARENT
BROOKS, WILLIAM THOMAS	CHIEF COMPLIANCE OFFICER	5028846
ELEAM, JENNA KELLEY	CHIEF FINANCIAL OFFICER / FINOP	7801582
GUNDERSON, GENE FREDERICK	DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE	2914172
KIRK, LEAH JEANETTE	CHIEF OPERATIONS OFFICER	2217286
LAW, ROBERT WARD	PRESIDENT - CFG DIVISION	1399885
MCKENZIE, MICHELLE JESSUP	ROP	2475731
SEXTON, GUY LEONARD	EVP/DIRECTOR	1204541
VARNER, ROBERT PARKER	PRESIDENT	2192715

Regulatory assets under management

Total Number of Accounts	12,411
AUM (Assets Under Management)	$ 8,445,083,014

Disclosures

Regulatory Event	10
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/22/2025	Cover Page	Report
11/22/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip H. Wierson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip H Wierson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Philip H Wierson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNOVUS SECURITIES, INC.

MORGAN STANLEY

E*TRADE SECURITIES LLC

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

SYNOVUS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2025

Series 63

Date: 6/5/2020

Series 7TO

Date: 9/10/2020

SIE

Date: 6/30/2020

FINRA

Current Firm

SYNOVUS SECURITIES, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

SYNOVUS SECURITIES, INC.

TRUST BUT VERIFY

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