JL
Jeremy A. Lawton
WEALTH MANAGEMENT RESOURCES
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 7275985
JL
Professional summary
Jeremy Antonino Lawton is a registered financial advisor currently at WEALTH MANAGEMENT RESOURCES, INC. located in Smithfield, Rhode Island.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jeremy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: INSURANCE; ADDRESS OF OBA: SMITHFIELD, RI; NATURE: LICENSED LIFE INSURANCE AGENT; INVESTMENT RELATED: YES; TITLE WITH OBA: AGENT; DUTIES: SALE OF INSURANCE PRODUCTS; START DATE: 01/19/2022; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 8; (2.) NAME OF OBA: PARTNERSHIP TO REDUCE CANCER IN RI; ADDRESS: PROVIDENCE, RI; NATURE: CHARITABLE ORGANIZATION; INVESTMENT RELATED: NO; TITLE: BOD MEMBER; DUTIES: ASSIST IN ORGANIZATIONAL ACTIVITIES; START DATE: 6/1/21; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Antonino Lawton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2022 - Present
WEALTH MANAGEMENT RESOURCES, INC.
Office #1: 28 Cedar Swamp Road Suite One, Smithfield, RI 02917RIA
CRD#: 45452
Smithfield, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT RESOURCES, INC.
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452 / SEC#: 801-57281, 8-51061
RIA
Registered Investment Advisory firm - SEC (2/18/2000 Approved)BD
Terminated by SEC on 09/10/2023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(7/12/2022)
IAR
Texas(10/31/2022)
Current Firm
WM
WEALTH MANAGEMENT RESOURCES, INC.
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452 / SEC#: 801-57281, 8-51061
RIA
Registered Investment Advisory firm - SEC (2/18/2000 Approved)BD
Terminated by SEC on 09/10/2023
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
28 Cedar Swamp Road Suite One, Smithfield, RI 02917
Mailing Address
Phone number
(401) 356-1400
Established
Rhode Island since 01/18/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,397 |
| AUM (Assets Under Management) | $ 385,218,918 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452Smithfield, RI 02917TRUST BUT VERIFY
Monitor Jeremy Lawton
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
