Matthew J. Gibbs

BERGER FINANCIAL GROUP

South Burlington, VT 05403

Some features on this profile are disabled

CRD#: 7275624

Professional summary

Matthew Jacob Gibbs is a registered financial advisor currently at BERGER FINANCIAL GROUP located in South Burlington, Vermont.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/20/2021 - NBT INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BURLINGTON, VT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jacob Gibbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2022 - Present

BERGER FINANCIAL GROUP

Office #1: 110 Kimball Avenue Suite 240, South Burlington, VT 05403

RIA

CRD#: 308174

South Burlington, VT

Past

September 20, 2021 - April 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BURLINGTON, VT

Past

September 20, 2021 - April 28, 2022

LPL FINANCIAL LLC

CRD#: 6413

BURLINGTON, VT

Past

March 15, 2021 - August 31, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Portland, OR

Past

November 23, 2020 - August 31, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Portland, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(5/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/10/2020

Securities Industry Essentials Examination

Current Firm

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1695 State Hwy 169, Plymouth, MN 55441

Mailing Address

Phone number

(763) 746-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	10,333
AUM (Assets Under Management)	$ 2,500,753,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Melissa George

INVESTHER FIDUCIARY SOLUTIONS, LLC

IAR

Atlanta, GA

Lawrence Kriesmer

MEASURED RISK PORTFOLIOS

IAR

San Diego, CA

Edward Long

MORGAN STANLEY

IAR

Newbury, NH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew J. Gibbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jacob Gibbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BERGER FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2020

Series 7TO

Date: 11/22/2020

SIE

Date: 10/10/2020

Current Firm

BERGER FINANCIAL GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERGER FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors