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MF

Maxwel D. Fagan

TRADITION WEALTH MANAGEMENT LLC
Edina, MN 55435
Some features on this profile are disabled
CRD#: 7275617
MF

Professional summary

Maxwel Daniel Fagan, who also goes by Max Fagan, Maxwel D Fagan, is a registered financial advisor currently at TRADITION WEALTH MANAGEMENT LLC located in Edina, Minnesota and PRIVATE CLIENT SERVICES, LLC located in Scottsdale, Arizona.

Maxwel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Maxwel has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Max Fagan | Maxwel D Fagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwel Daniel Fagan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

TRADITION WEALTH MANAGEMENT LLC

Office #1: 7601 France Avenue South Suite 100, Edina, MN 55435
RIA
CRD#: 128314
Edina, MN
Current

January 27, 2026 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 14850 N. Scottsdale Rd., Suite 100, Scottsdale, AZ 85254
RIA
BD
CRD#: 120222
Scottsdale, AZ
Past

April 20, 2022 - January 28, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Charlotte, NC
Past

November 18, 2021 - January 28, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Charlotte, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRADITION WEALTH MANAGEMENT LLC
TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA
Registered Investment Advisory firm - (1/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/27/2026)
RR
Minnesota
(1/27/2026)
IAR
Minnesota
(1/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/19/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/7/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TW
TRADITION WEALTH MANAGEMENT LLC
TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA
Registered Investment Advisory firm - (1/30/2004 Approved)
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Contact information

Main Address
7601 France Avenue South Suite 100, Edina, MN 55435
Mailing Address
Phone number
(952) 563-6500
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRADITION WEALTH MANAGEMENT ADVII (3/26/2025)

Regulatory assets under management

Total Number of Accounts5,271
AUM (Assets Under Management)$ 1,950,074,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314Edina, MN 55435

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