JL
Jason T. Lee
ALSPAUGH WEALTH MANAGEMENT
Cape Girardeau, MO 63701
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CRD#: 7275528
JL
Professional summary
Jason T Lee is a registered financial advisor currently at ALSPAUGH WEALTH MANAGEMENT located in Cape Girardeau, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jason has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason T Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2020 - Present
ALSPAUGH WEALTH MANAGEMENT
Office #1: 1923 North Kingshighway Suite 4, Cape Girardeau, MO 63701RIA
CRD#: 167477
Cape Girardeau, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(7/14/2020)
Current Firm
AW
ALSPAUGH WEALTH MANAGEMENT
ALSPAUGH WEALTH MANAGEMENT | INNOVATIVE FINANCIAL SOLUTIONS | INNOVATIVE FINANCIAL PLANNERS, LLC | INNOVATIVE FINANCIAL PLANNERS | ALSPAUGH WEALTH MANAGEMENT, LLC
CRD#: 167477 / SEC#:
Illinois
Registered Investment Advisory firm - (5/19/2014 Approved)Kentucky
Registered Investment Advisory firm - (10/18/2024 Terminated)Louisiana
Registered Investment Advisory firm - (11/13/2024 Approved)Missouri
Registered Investment Advisory firm - (5/13/2013 Approved)Texas
Registered Investment Advisory firm - (11/7/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1923 North Kingshighway Suite 4, Cape Girardeau, MO 63701
Mailing Address
Phone number
(573) 332-7855
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 47,120,000 |
Red Flags
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