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MT

Martin J. Toner

ATB CAPITAL MARKETS USA
Toronto, Ontario, M5K 1A1
Some features on this profile are disabled
CRD#: 7275453
MT

Professional summary

Martin Joseph Toner is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. .

Martin is registered as a RR (Registered Representative) and started their career in finance in 2021. Martin has worked at 1 firm and has passed the Series 87 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Joseph Toner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2021 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: 66 Wellington Street West Suite 3530, Toronto, Ontario, M5K 1A1
RIA
BD
CRD#: 155053
Toronto, Ontario,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 87
Date: 11/4/2020
Research Analyst Exam - Part II Regulations Module
SRO Registrations
RR
FINRA

Current Firm

AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1
Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1
Phone number
(403) 593-8600
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
31

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Part 2 Brochures

RESEARCH SERVICES (6/11/2025)

Direct owners and executive officers

NamePositionCRD#
ATB SECURITIES, INC.SHAREHOLDER
EDWARDS, LISA MARIECHIEF COMPLIANCE OFFICER5592656
EURICH, DARREN LEEEXECUTIVE REPRESENTATIVE, CEO, MEMBER OF BOARD OF DIRECTORS7323470
PECK, NANCY LYNNFINOP/CFO5174759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATB CAPITAL MARKETS USA INC.

CRD#: 155053Toronto, Ontario, M5K 1A1

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