Talal S. Attieh
Professional summary
Talal Sami Attieh, who also goes by Talal Attieh, is a registered financial advisor currently at GALLIOTT CAPITAL ADVISORS, LLC located in Beverly Hills, California.
Talal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Talal has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Talal Sami Attieh's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2021 - Present
GALLIOTT CAPITAL ADVISORS, LLC
Office #1: 9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212August 10, 2020 - January 14, 2022
INSIGNEO ADVISORY SERVICES, LLC
July 31, 2020 - January 14, 2022
INSIGNEO SECURITIES, LLC
Primary Firm SEC Registration
GALLIOTT CAPITAL ADVISORS, LLC
CRD#: 313094 / SEC#: 801-120725
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2021)
Exams
Series 7TO
Date: 7/31/2020
General Securities Representative ExaminationCurrent Firm
GALLIOTT CAPITAL ADVISORS, LLC
CRD#: 313094 / SEC#: 801-120725
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 304 |
| AUM (Assets Under Management) | $ 261,932,486 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/29/2023 |
Red Flags
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