RH
Rory S. Henry
ARROWROOT FAMILY OFFICE
Marina Del Rey, CA 90292
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CRD#: 7275152
RH
Professional summary
Rory S Henry is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Marina Del Rey, California.
Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rory has worked at 1 firm and has passed the Series 63, Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tax Upstart, non-investment related, El Segundo, CA, provide consulting services for tax & accounting practices (services are separate and different from AFO services, there is no overlap in clients), President, start date 10/2019, 2 hrs/mo.
Tax Tech Portal, non-investment related, Venice, CA, oversees tech consulting for tax debt issues and filing (services are separate and different from AFO services, there is no overlap in clients), Managing Member, start date 02/2017, 10 hrs/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Rory S Henry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2020 - Present
ARROWROOT FAMILY OFFICE, LLC
Office #1: 4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292RIA
CRD#: 168744
Marina Del Rey, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARROWROOT FAMILY OFFICE, LLC
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
CRD#: 168744 / SEC#: 801-121878
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)California
Registered Investment Advisory firm - (9/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AF
ARROWROOT FAMILY OFFICE, LLC
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
CRD#: 168744 / SEC#: 801-121878
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)California
Registered Investment Advisory firm - (9/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292
Mailing Address
Phone number
(310) 341-4774
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,434 |
| AUM (Assets Under Management) | $ 373,856,384 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
