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Cody Carnaya

STRATEGIC FINANCIAL SERVICES
Utica, NY 13502
Some features on this profile are disabled
CRD#: 7274752
CC

Professional summary

Cody Carnaya is a registered financial advisor currently at STRATEGIC FINANCIAL SERVICES located in Utica, New York.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cody has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Carnaya's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2022 - Present

STRATEGIC FINANCIAL SERVICES

Office #1: 114 Business Park Drive, Utica, NY 13502
RIA
CRD#: 109677
Utica, NY
Past

July 29, 2020 - September 18, 2020

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL SERVICES
STRATEGIC FINANCIAL SERVICES | STRATEGIC INVESTMENT ADVISORS, INC. | STRATEGIC INVESTMENT ADVISORS INC | STRATEGIC FINANCIAL SERVICES, INC.

CRD#: 109677 / SEC#: 801-33774

RIA
Registered Investment Advisory firm - (2/17/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/29/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/29/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/11/2020
Securities Industry Essentials Examination

Current Firm

SF
STRATEGIC FINANCIAL SERVICES
STRATEGIC FINANCIAL SERVICES | STRATEGIC INVESTMENT ADVISORS, INC. | STRATEGIC INVESTMENT ADVISORS INC | STRATEGIC FINANCIAL SERVICES, INC.

CRD#: 109677 / SEC#: 801-33774

RIA
Registered Investment Advisory firm - (2/17/1989 Approved)
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Contact information

Main Address
114 Business Park Drive, Utica, NY 13502
Mailing Address
Phone number
(315) 724-1776
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STRATEGIC FINANCIAL SERVICES BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts3,368
AUM (Assets Under Management)$ 2,281,912,091

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2025
Cover Page
Report
07/23/2024
Cover Page
Report
01/11/2024
Cover Page
Report
12/22/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC FINANCIAL SERVICES

CRD#: 109677Utica, NY 13502

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