Harry Mitchell Meaux
Professional Summary
Harry Mitchell Meaux is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Lafayette, Louisiana and NYLIFE SECURITIES LLC located in Lafayette, Louisiana. Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Harry has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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NYLIFE SECURITIES LLC
Videos & Posts
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NYLIFE SECURITIES LLC
Contact Information
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NYLIFE SECURITIES LLC
Disclosures on record.
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NYLIFE SECURITIES LLC
Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
Contact Information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010Phone Number
(888) 695-3245# of Employees
3,190SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
133,900AUM (Assets Under Management)
$32,040,850,438Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/27/2026 | Cover Page | Report |
| 01/24/2025 | Cover Page | Report |
| 04/25/2024 | Cover Page | Report |
| 12/20/2023 | Cover Page | Report |
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NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
State Registrations and Notice Filings
(12/17/2020)
(12/19/2024)
(1/9/2024)
(12/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2020About the Series 6TO examSRO Registrations
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NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Harry Mitchell Meaux's CRS (Customer Relationship Summary).
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NYLIFE SECURITIES LLC