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ER

Emily D. Rosenkoetter

MONUMENT GROUP
Boston, MA 02116
Some features on this profile are disabled
CRD#: 7274627
ER

Professional summary

Emily D Rosenkoetter is a registered financial professional currently at MONUMENT GROUP, INC. located in Boston, Massachusetts.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2022. Emily has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emily D Rosenkoetter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2025 - Present

MONUMENT GROUP, INC.

Office #1: 500 Boylston St., Suite 1150, Boston, MA 02116
BD
CRD#: 36399
Boston, MA
Past

January 18, 2024 - October 20, 2025

COLCHESTER PARTNERS LLC

BD
CRD#: 122062
BOSTON, MA
Past

July 4, 2022 - December 20, 2023

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(11/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/2/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/9/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MONUMENT GROUP, INC.
MONUMENT GROUP, INC.

CRD#: 36399 / SEC#: , 8-47248

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
500 Boylston Street Suite 1150, Boston, MA 02116
Mailing Address
500 Boylston Street Suite 1150, Boston, MA 02116
Phone number
(617) 423-4700
Established
Delaware since 03/31/1994
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPANA, LORI DSHAREHOLDER4660389
DIGGINS, MARY MARGARETASSISTANT SECRETARY/SHAREHOLDER7069473
GENDRON, MEREDITH A.CHIEF COMPLIANCE OFFICER/SHAREHOLDER5248956
MACCURTAIN, PATRICK WTREASURER/SHAREHOLDER4426182
MCCORMICK, JOHN BLANCHARD MR.SHAREHOLDER5246677
MILLER, MICHAEL CHRISTOPHERPRESIDENT/SHAREHOLDER3060234
MOLLOY, BARTHOLOMEW JOSEPHSHAREHOLDER2655092
MUELLER, RYAN MICHAELSECRETARY/SHAREHOLDER4286239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONUMENT GROUP, INC.

CRD#: 36399Boston, MA 02116

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