Chitra R. Staley

TPW FINANCE LLC

MOUNTAIN VIEW, CA

Some features on this profile are disabled

CRD#: 727441

Professional summary

Chitra Raghavan Staley, who also goes by Chitra Raghavan, is a registered financial advisor currently at TPW FINANCE LLC located in Mountain View, California.

Chitra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Chitra has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chitra Raghavan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chitra Raghavan Staley's CRS (Customer Relationship Summary).

MINTZ LEVIN FINANCIAL ADVISORS LLC

RIA

CRD#: 112485

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1996

Uniform Investment Adviser Law Examination

Current Firm

TPW FINANCE LLC

CRD#: 334226 / SEC#:

California

Registered Investment Advisory firm - (1/17/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mountain View, CA

Mailing Address

Phone number

(650) 456-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 7,745,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chitra R. Staley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chitra Raghavan Staley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TPW FINANCE LLC

BEACON POINTE WEALTH ADVISORS, LLC

BEACON POINTE ADVISORS, LLC

TPW FINANCIAL

MINTZ LEVIN FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1996

Current Firm

TPW FINANCE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TPW FINANCE LLC

TRUST BUT VERIFY

Similar Advisors