Eric W. Simons
Professional summary
Eric Ward Simons MR., CFP®, who also goes by Eric W Simons, Eric Ward Simons, is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Parma, Ohio.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1981. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Ward Simons MR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 1991
Experience
June 30, 2014 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 5579 Pearl Road, Suite 100, Parma, OH 44129March 31, 2004 - March 22, 2012
OMNIVEST, INC.
January 2, 1998 - May 1, 2002
SAMUEL A. RAMIREZ & COMPANY, INC.
November 19, 1989 - November 12, 1997
OSAIC WEALTH, INC.
November 21, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 2, 1984 - September 20, 1988
STEIN ABBOTT AND COMPANY
March 23, 1982 - April 16, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 23, 1982 - December 13, 1984
ANFS, INC.
March 28, 1981 - January 27, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2014)
(10/23/2025)
(6/30/2014)
(6/29/2023)
(10/23/2025)
Exams
FINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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