JM
Jonas A. Mioen Dahlstrom
OXBOW ADVISORS
AUSTIN, TX 78701
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CRD#: 7274099
JM
Professional summary
Jonas Adam Mioen Dahlstrom, who also goes by Mioen Dahlstrom, is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Austin, Texas.
Jonas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jonas has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mioen Dahlstrom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. 49 Financial 2. Investment related 3. 7101 Easy Wind Drive, Unit 3108 Austin, TX 78752 4. RIA 5. Advisor upon passing exams 6. 7/2020 7. 160 hrs/mo 8. 160 hrs during trading 9. Advisor upon passing exams 2) 1. Fixed Insurance 2. Not investment related 3. 7101 Easy Wind Drive, Unit 3108 Austin, TX 78752 4. Fixed / Traditional Insurance 5. Agent 6. 7/2020 7. 4 hrs/mo 8. 1 hrs during trading 9. Sales of fixed / traditional insurance products 3) 1. Swedish-American Chamber of Commerce 2. Not Investment Related 3. 900 Third Avenue FL 29. New York, NY 10022 4. Networking Organization 5. Board Member 6. 8/1/2022 7. 2 hrs/mo 8. 0 during trading 9. Help plan events and help identify potential interns for the organization. 4) 1. SIREUS 2. Not Investment Related 3. 2900 K St. NW Washington DC 200007 4. Non-Profit Group 5. Volunteer Representative for Texas 6. 09/07/2022 7. 2 hrs/mo 8. 0 during trading 9. Help connect Swedish universities to ones in Texas in order to help exchange knowledge in innovation, science, and entrepreneurship between Swedish and American Universities.
CRS (Client Relationship Summary) - RIA
Click below to view Jonas Adam Mioen Dahlstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
OXBOW ADVISORS, LLC
Office #1: 200 West 6th Street Suite 1920, Austin, TX 78701RIA
CRD#: 156393
AUSTIN, TX
Past
February 17, 2023 - June 13, 2024
49 FINANCIAL
RIA
CRD#: 319484
AUSTIN, TX
Past
July 13, 2020 - January 16, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OXBOW ADVISORS, LLC
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
RIA
Registered Investment Advisory firm - (6/6/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/12/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
OA
OXBOW ADVISORS, LLC
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
RIA
Registered Investment Advisory firm - (6/6/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 West 6th Street Suite 1920, Austin, TX 78701
Mailing Address
Phone number
(512) 386-1088
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 2,097,433,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 03/14/2024 | ||
| 02/08/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
