Charles Goodgal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Goodgal was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 7 firms and has passed the Series 63, SIE, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - January 3, 2017
VICTOR SECURITIES, LLC
May 5, 2006 - June 29, 2009
ARGYLE INVESTMENTS, LLC
March 3, 2004 - June 6, 2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
February 2, 1984 - March 11, 1985
FINANCIAL SQUARE PARTNERS
July 16, 1982 - February 6, 1984
CITIGROUP GLOBAL MARKETS INC.
March 18, 1982 - July 16, 1982
E. F. HUTTON & COMPANY INC
March 23, 1981 - January 26, 1982
GLICKENHAUS & CO. - NEW JERSEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/16/1983
Interest Rate Options ExaminationCurrent Firm
VICTOR SECURITIES, LLC
CRD#: 146664 / SEC#: , 8-67841
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR IB HOLDINGS LLC | SOLE SHAREHOLDER | |
| BAKHLER, KIRILL | CEO & CCO | 4576372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
