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Charles Goodgal

CRD# 727366·Registered 1981 - 2017
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Goodgal was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1981 - 2017. Charles had worked at 7 firms and has passed the Series 63, SIE, Series 5, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

VICTOR SECURITIES, LLC·CRD# 146664
BD
Englewood, NJ
July 24, 2013 - January 3, 2017
ARGYLE INVESTMENTS, LLC·CRD# 43240
BD
Englewood, NJ
May 5, 2006 - June 29, 2009
GARGOYLE STRATEGIC INVESTMENTS L.L.C.·CRD# 43238
BD
Englewood, NJ
March 3, 2004 - June 6, 2013
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
February 2, 1984 - March 11, 1985
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
July 16, 1982 - February 6, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 18, 1982 - July 16, 1982
GLICKENHAUS & CO. - NEW JERSEY·CRD# 7302
BD
March 23, 1981 - January 26, 1982

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Current Firm

VS
VICTOR SECURITIES, LLC

PERMAC SECURITIES, INC. | VICTOR SECURITIES, LLC | VICTOR SECURITIES, INC. | VICTOR SECURITIES

CRD#: 146664 / SEC#: 8-67841
BD
Terminated by SEC on 12/30/2016

Contact Information

Established

Delaware since 04/12/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VICTOR IB HOLDINGS LLCSOLE SHAREHOLDER—
BAKHLER, KIRILLCEO & CCO4576372

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Feb 1983

Series 3 — National Commodity Futures Examination

Passed Nov 1982About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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