Joseph M. Guccione
Professional summary
Joseph Michael Guccione was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Joseph had worked at 5 firms, which includes CORTLANDT CAPITAL CORPORATION, LOMBARD SECURITIES CORP., GALLANT SECURITIES INC., KUHNS BROTHERS & LAIDLAW INC., FORESTERS FINANCIAL SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 1990 - October 27, 1997
CORTLANDT CAPITAL CORPORATION
June 27, 1987 - June 29, 1990
LOMBARD SECURITIES CORP.
March 26, 1985 - July 23, 1987
GALLANT SECURITIES, INC.
March 22, 1983 - March 15, 1985
KUHNS BROTHERS & LAIDLAW, INC.
April 3, 1981 - January 21, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
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