AS
Andrew R. Sandoz
ROBINHOOD ASSET MANAGEMENT
Watauga, TX
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CRD#: 7273435
AS
Professional summary
Andrew Robert Sandoz is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Watauga, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 4 firms and has passed the Series 66, Series 3, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Robert Sandoz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
RIA
CRD#: 323736
Watauga, TX
Current
April 29, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262BD
CRD#: 165998
Westlake, TX
Past
September 11, 2024 - April 24, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
July 29, 2024 - April 24, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
August 18, 2021 - August 5, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Tempe, AZ
Past
April 19, 2021 - July 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHANDLER, AZ
Past
March 10, 2021 - July 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
Registered Investment Advisory firm - (1/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/29/2025)
RR
Alaska(4/29/2025)
RR
Arizona(4/29/2025)
RR
Arkansas(4/29/2025)
RR
California(4/29/2025)
IAR
California(8/15/2025)
RR
Colorado(4/29/2025)
RR
Connecticut(4/29/2025)
RR
Delaware(4/29/2025)
RR
District of Columbia(4/29/2025)
RR
Florida(4/29/2025)
RR
Georgia(4/29/2025)
RR
Hawaii(4/29/2025)
RR
Idaho(4/29/2025)
RR
Illinois(4/29/2025)
RR
Indiana(4/29/2025)
RR
Iowa(4/29/2025)
RR
Kansas(4/29/2025)
RR
Kentucky(4/29/2025)
RR
Louisiana(4/29/2025)
RR
Maine(4/29/2025)
RR
Maryland(4/29/2025)
RR
Massachusetts(4/29/2025)
RR
Michigan(4/29/2025)
RR
Minnesota(4/29/2025)
RR
Mississippi(4/29/2025)
RR
Missouri(4/29/2025)
RR
Montana(4/29/2025)
RR
Nebraska(4/29/2025)
RR
Nevada(4/29/2025)
RR
New Hampshire(4/29/2025)
RR
New Jersey(4/29/2025)
RR
New Mexico(4/29/2025)
RR
New York(4/29/2025)
RR
North Carolina(4/29/2025)
RR
North Dakota(4/29/2025)
RR
Ohio(4/29/2025)
RR
Oklahoma(4/29/2025)
RR
Oregon(4/29/2025)
RR
Pennsylvania(4/29/2025)
RR
Puerto Rico(4/29/2025)
RR
Rhode Island(4/29/2025)
RR
South Carolina(4/29/2025)
RR
South Dakota(4/29/2025)
RR
Tennessee(4/29/2025)
RR
Texas(4/29/2025)
IAR
Texas(8/15/2025)
RR
Utah(4/29/2025)
RR
Vermont(4/29/2025)
RR
Virgin Islands(4/29/2025)
RR
Virginia(4/29/2025)
RR
Washington(4/29/2025)
RR
West Virginia(4/29/2025)
RR
Wisconsin(4/29/2025)
RR
Wyoming(4/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/29/2024
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 3/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
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Contact information
Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
