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Ivan Negron-ramos

NEGRON-RAMOS LLC
SAN JUAN, PR 00918
Some features on this profile are disabled
CRD#: 7272817
IN

Professional summary

Ivan Negron-ramos, who also goes by IVan Negron, is a registered financial advisor currently at NEGRON-RAMOS LLC located in San Juan, .

Ivan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ivan has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ivan Negron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Negron-ramos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2024 - Present

NEGRON-RAMOS LLC

Office #1: 420 Ave Ponce De Leon Suite 103, San Juan, PR 00918
RIA
CRD#: 332437
SAN JUAN, PR
Past

January 18, 2023 - September 30, 2024

LEBENTHAL GLOBAL ADVISORS, LLC

RIA
CRD#: 283303
San Juan, PR
Past

January 10, 2023 - September 30, 2024

LEBENTHAL FINANCIAL SERVICES, INC.

BD
CRD#: 137988
JERICHO, NY
Past

October 28, 2021 - December 22, 2022

NEGRON-RAMOS LLC

RIA
CRD#: 317171
SAN JUAN, PR
Past

August 27, 2021 - October 25, 2021

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
SAN JUAN, PR
Past

February 11, 2021 - October 25, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(11/8/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/25/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/23/2020
Securities Industry Essentials Examination

Current Firm

NL
NEGRON-RAMOS LLC
NEGRON RAMOS | NEGRON-RAMOS LLC | NEGRON RAMOS LLC

CRD#: 332437 / SEC#:

Puerto Rico
Registered Investment Advisory firm - (11/8/2024 Approved)
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Contact information

Main Address
420 Ave Ponce De Leon Suite 103, San Juan, PR 00918
Mailing Address
Phone number
(787) 363-4787
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 9,118,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEGRON-RAMOS LLC

CRD#: 332437San Juan, PR 00918

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