Aaron W. Straus

MINDORO CAPITAL PARTNERS LLC

BOSTON, MA 02115

Some features on this profile are disabled

CRD#: 7272798

Professional summary

Aaron William Straus, who also goes by Aaron Straus, is a registered financial advisor currently at MINDORO CAPITAL PARTNERS LLC located in Boston, Massachusetts.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Aaron has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Straus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Straus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

MINDORO CAPITAL PARTNERS LLC

Office #1: 177 Huntington Avenue Suite 1901, Boston, MA 02115

RIA

CRD#: 328488

BOSTON, MA

Past

October 26, 2023 - March 7, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Boston, MA

Past

September 6, 2023 - March 7, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Boston, MA

Past

July 19, 2022 - March 8, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Boston, MA

Past

April 29, 2022 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

BOSTON, MA

Past

July 14, 2020 - August 20, 2020

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINDORO CAPITAL PARTNERS LLC

CRD#: 328488 / SEC#: 801-129441

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/6/2019

Securities Industry Essentials Examination

Current Firm

MINDORO CAPITAL PARTNERS LLC

CRD#: 328488 / SEC#: 801-129441

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

177 Huntington Avenue Suite 1901, Boston, MA 02115

Mailing Address

Phone number

(617) 214-2313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MINDORO DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 134,326,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron W. Straus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Straus's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

BLACKROCK INVESTMENTS, LLC

Primary Firm SEC Registration

MINDORO CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2022

Series 7TO

Date: 7/14/2020

SIE

Date: 11/6/2019

Current Firm

MINDORO CAPITAL PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINDORO CAPITAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors