Arthur D. Macpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Donald Macpherson JR was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1981. Arthur had worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2019 - April 28, 2021
CLARENDON INSURANCE AGENCY, INC.
September 20, 2007 - March 16, 2012
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 13, 1989 - July 13, 1995
EATON VANCE DISTRIBUTORS, INC.
April 12, 1983 - June 10, 1987
COLONIAL INVESTMENT SERVICES, INC.
April 1, 1981 - January 12, 1983
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395 / SEC#: , 8-21590
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
