Samuel R. Frank
Professional summary
Samuel Robert Frank is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2021. Samuel has worked at 2 firms and has passed the Series 63, Series 57TO, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Robert Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2024 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005August 10, 2021 - March 14, 2024
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(2/20/2024)
Exams
Series 57TO
Date: 8/30/2021
Securities Trader ExamSeries 7TO
Date: 8/10/2021
General Securities Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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