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BB

Benjamin Barnett

TRIPLE P SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 7272405
BB

Professional summary

Benjamin Barnett is a registered financial professional currently at TRIPLE P SECURITIES, LLC located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2021. Benjamin has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Barnett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2024 - Present

TRIPLE P SECURITIES, LLC

Office #1: 640 Fifth Avenue 10th Floor, New York, NY 10019
BD
CRD#: 323197
New York, NY
Past

August 20, 2021 - April 26, 2024

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/20/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/20/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TRIPLE P SECURITIES, LLC
PORTAGE POINT | TRIPLE P SECURITIES, LLC | PORTAGE POINT PARTNERS

CRD#: 323197 / SEC#: , 8-71006

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
640 Fifth Avenue 10th Floor, New York, NY 10019
Mailing Address
300 N La Salle St. Ste. 1420, Chicago, IL 60654
Phone number
(312) 781-7520
Established
Delaware since 08/31/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PORTAGE POINT PARTNERS, LLCMEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
BREMER, STEVEN WALTERMANAGING DIRECTOR5161797
COHEN, JASON ADAMCEO
TURNER, EDEN KIERNANCHIEF COMPLIANCE OFFICER6348203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIPLE P SECURITIES, LLC

CRD#: 323197New York, NY 10019

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