Joseph James Greene
Professional Summary
Joseph James Greene is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin and BLUESPRING WEALTH MANAGEMENT, LLC located in Madison, Wisconsin. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Joseph has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Current Firm
BLUESPRING WEALTH | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL | SNS FINANCIAL GROUP, LLC | BLUESPRING WEALTH MANAGEMENT, LLC
Contact Information
Main Address
5707 Southwest Parkway Bldg 2 Ste 401, Austin, TX 78735Phone Number
(737) 443-2122# of Employees
64SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
10,596AUM (Assets Under Management)
$5,430,907,207Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
Primary Firm SEC Registration
BLUESPRING WEALTH | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL | SNS FINANCIAL GROUP, LLC | BLUESPRING WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Joseph James Greene's CRS (Customer Relationship Summary).
Similar Advisors
EQUITABLE ADVISORS, LLC
BOFA SECURITIES, INC.
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC