Joseph J. Greene

GOLDSTEIN ADVISORS

Madison, WI 53717

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CRD#: 7272232

Professional summary

Joseph James Greene is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***OrthoVise LLC; not investment related; Madison, WI, Healthcare consulting; CEO and Owner; Start: 07/2011; approximately 10 hours/month devoted to business; provide Health Care Consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Greene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2023 - Present

GOLDSTEIN ADVISORS, LLC

Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717

RIA

CRD#: 323125

Madison, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(6/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2023

Uniform Investment Adviser Law Examination

Current Firm

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

1241 John Q Hammons Dr Suite 302, Madison, WI 53717

Mailing Address

Phone number

(608) 831-3230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDSTEIN ADVISORS, LLC ADV BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	3,623
AUM (Assets Under Management)	$ 943,408,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Greene's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDSTEIN ADVISORS, LLC

Primary Firm SEC Registration

GOLDSTEIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2023

Current Firm

GOLDSTEIN ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDSTEIN ADVISORS, LLC

TRUST BUT VERIFY

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