Katheryn M. Lindquist

LINDENWOOD FINANCIAL LLC

MADISON, WI 53703

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CRD#: 7271893

Professional summary

Katheryn Marie Lindquist, who also goes by Katie Marie Lindquist, Katie Lindquist, is a registered financial advisor currently at LINDENWOOD FINANCIAL LLC located in Madison, Wisconsin.

Katheryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Katheryn has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie Marie Lindquist | Katie Lindquist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katheryn Marie Lindquist's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2023 - Present

LINDENWOOD FINANCIAL LLC

Office #1: 622 West Washington Avenue Suite 100, Madison, WI 53703

RIA

CRD#: 327390

MADISON, WI

Past

May 11, 2021 - May 17, 2023

T. ANTON INVESTMENT HOUSE, INC.

RIA

CRD#: 174970

MIDDLETON, WI

Past

January 29, 2021 - February 19, 2021

CENTRAL WEALTH MANAGEMENT LLC

RIA

CRD#: 293172

MADISON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2021

Uniform Investment Adviser Law Examination

Current Firm

LINDENWOOD FINANCIAL LLC

CRD#: 327390 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/16/2023 Approved)

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Contact information

Main Address

622 West Washington Avenue Suite 100, Madison, WI 53703

Mailing Address

2858 University Ave #136, Madison, WI 53705

Phone number

(608) 218-4646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 4,433,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katheryn M. Lindquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katheryn Marie Lindquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDENWOOD FINANCIAL LLC

T. ANTON INVESTMENT HOUSE, INC.

CENTRAL WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2021

Current Firm

LINDENWOOD FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LINDENWOOD FINANCIAL LLC

TRUST BUT VERIFY

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